Tag: legitimacy

Results of our surveys in Marburg (MoVe 35): Final presentation

As part of a joint digital exchange with the city administration of the city of Marburg (including citizen participation and transport planning) on September 25, 2024, the research group presented the results of the surveys in connection with the participation process for the MoVe 35 mobility and transport concept. The MoVe 35 project was one of a total of five planning projects that were intensively investigated by the CIMT research group over several years in order to examine the effects of consultative citizen participation on political attitudes, among other things.

Various participation formats were carried out as part of the planning process, e.g. an online survey, workshops, a project advisory board and an online dialog on public transport. A (council) referendum was also held in connection with the mobility concept. Further information on the MoVe 35 project and the participation formats used can be found on the city of Marburg’s website.

This planning and participation process was examined by the CIMT research group at Heinrich Heine University Düsseldorf independently (i.e. without being commissioned or influenced by the city of Marburg), primarily with the help of surveys of Marburg residents. For this purpose, a randomly selected part of the population in Marburg was surveyed in 2021 and 2024. Further information on the research group’s surveys can be found here.

Selected results

  • As in all of our project areas, transport policy and the transport transition are conflicting issues. In Marburg, however, there is a particularly clear contrast between the educational groups. For example, the majority of people without a high school diploma reject the idea of reducing space for car traffic in the future, while almost half of those with a high school diploma can imagine doing so.
  • Supporters and opponents of the mobility transition were similarly represented in the participation process. It was noticeable that an above-average number of car drivers took part in Marburg.
  • The measures envisaged as part of Move 35 are viewed positively by the majority of people with high education in order to achieve the goals of sustainable mobility – in contrast to people without high education.
  • The very different assessments of the two educational groups are also evident in the (planned) voting behavior for the referendum on halving car traffic: the majority of people with high education are in favor, the majority of people with low education are against, and participants in the consultation process are divided.
  • Although satisfaction with the local institutions (mayor, city administration, council) was slightly better overall than in other project areas, it deteriorated significantly between 2021 and 2024 among people with low education.
  • The information on the participation process reached a large part of the population. Nevertheless, it was mainly highly educated middle-aged men who took part – typical of consultative participation. It had a relatively large impact on citizens’ satisfaction with the mayor, administration and council. As expected, people who welcome the measures of MoVe 35 tend to be more satisfied, while those who reject the measures express greater dissatisfaction.

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A prepared form of the results presentation can be downloaded here:

Results of our surveys in Offenburg (OG 2035): Final presentation

In a joint meeting with representatives from the city of Offenburg’s urban development and transport planning departments on October 11, 2024, the research group presented the results of the surveys conducted in connection with the participation process for the OG 2035 Transport Master Plan. The Transport Master Plan OG 20235 was one of a total of five planning projects that the CIMT research group studied intensively over several years in order to investigate the effects of consultative citizen participation on political attitudes, among other things.

Various formats were carried out as part of the planning process, e.g. online dialogs, workshops, local forums, youth participation and the establishment of pop-up measures. Further information on the OG 2035 project and the participation formats carried out can be found on the City of Offenburg website.

This planning and participation process was examined by the CIMT research group at Heinrich Heine University Düsseldorf independently (i.e. without being commissioned or influenced by the city of Offenburg), primarily with the help of surveys of Offenburg residents. For this purpose, a randomly selected part of the population in Offenburg was surveyed in 2021 and 2023. Further information on the research group’s surveys can be found here.

Selected results

  • Transport policy and the transport transition are conflicting issues in Offenburg – just like in all other project areas examined. All opinions were represented in the participation process, although those in favor of the mobility transition were somewhat stronger and car users were also less common.
  • Satisfaction with the local institutions (mayor, city administration, council) is rather average overall (and slightly worse than in other project areas) and deteriorated significantly from 2021 to 2023 in particular.
  • The transport measures adopted as part of the OG 2035 master plan do not satisfy all interests, but overall only a minority (20-25%) are really against them. People who took part in the participation process rate the results more positively overall.
  • As with most open participation formats, the participants are not representative of the population. They are mainly people with a high school diploma, middle-aged people and men.
  • The participation process had a (comparatively low) and overall negative influence on satisfaction with local politics and administration, whereby the city administration was rated more positively than the mayor and council, especially by the consultation participants. As expected, people who welcome the measures of OG 2035 tend to be more satisfied, while those who reject the measures express greater dissatisfaction.

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Results of our surveys in Marburg (MoVe 35): Final presentation

As part of a joint digital exchange with the city administration of the city of Marburg (including citizen participation and transport planning) on September 25, 2024, the research group presented the results of the surveys in connection with the participation process for the MoVe 35 mobility and transport concept. The MoVe 35 project was one of a total of five planning projects that were intensively investigated by the CIMT research group over several years in order to examine the effects of consultative citizen participation on political attitudes, among other things.

Various participation formats were carried out as part of the planning process, e.g. an online survey, workshops, a project advisory board and an online dialog on public transport. A (council) referendum was also held in connection with the mobility concept. Further information on the MoVe 35 project and the participation formats used can be found on the city of Marburg’s website.

This planning and participation process was examined by the CIMT research group at Heinrich Heine University Düsseldorf independently (i.e. without being commissioned or influenced by the city of Marburg), primarily with the help of surveys of Marburg residents. For this purpose, a randomly selected part of the population in Marburg was surveyed in 2021 and 2024. Further information on the research group’s surveys can be found here.

Selected results

  • As in all of our project areas, transport policy and the transport transition are conflicting issues. In Marburg, however, there is a particularly clear contrast between the educational groups. For example, the majority of people without a high school diploma reject the idea of reducing space for car traffic in the future, while almost half of those with a high school diploma can imagine doing so.
  • Supporters and opponents of the mobility transition were similarly represented in the participation process. It was noticeable that an above-average number of car drivers took part in Marburg.
  • The measures envisaged as part of Move 35 are viewed positively by the majority of people with high education in order to achieve the goals of sustainable mobility – in contrast to people without high education.
  • The very different assessments of the two educational groups are also evident in the (planned) voting behavior for the referendum on halving car traffic: the majority of people with high education are in favor, the majority of people with low education are against, and participants in the consultation process are divided.
  • Although satisfaction with the local institutions (mayor, city administration, council) was slightly better overall than in other project areas, it deteriorated significantly between 2021 and 2024 among people with low education.
  • The information on the participation process reached a large part of the population. Nevertheless, it was mainly highly educated middle-aged men who took part – typical of consultative participation. It had a relatively large impact on citizens’ satisfaction with the mayor, administration and council. As expected, people who welcome the measures of MoVe 35 tend to be more satisfied, while those who reject the measures express greater dissatisfaction.

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A prepared form of the results presentation can be downloaded here:

CIMT_AP_Marburg_20250320_öffentlichHerunterladen

Addressing Mobilities Controversies through Public Participation?

In a presentation at the C-MUS Congress 2024 in Aalborg (Denmark), Katharina Holec, Laura Mark and Tobias Escher presented selected recommendations for managing planning conflicts in the context of the transport transition.

These recommendations are derived from various research findings from the CIMT project. They are based on quantitative data from surveys of more than 2,000 people and qualitative data from more than 20 interviews on various mobility planning processes in three German cities, as well as a quantitative analysis of the participation landscape in Germany based on an extensive database of over 350 transport-related participation processes that we have compiled.

Recommendations

For the presentation, the following two recommendations were selected from those developed to date and presented for discussion:

It is not the role of a consultation to reach a consensus!

This is derived from the fundamentally conflictual nature of transport planning, which is also reflected in our data and could not be satisfactorily resolved by the participation formats analysed. For example, in the freiRaum Ottensen project, despite extensive participation, 21% of participants were still dissatisfied with the decision made, and 74% of the population were not even aware of the opportunity to participate. This means that the aim should not be to resolve conflicts, but to create a forum for dialogue and the generation of ideas, and that participation should not be judged by the degree of conflict resolution.

Consultation results must be complemented with other perspectives in order to come to a balanced decision!

Participation results can provide a picture of existing concerns and should be taken seriously, but firstly they do not reflect the general mood of the population due to their lack of representativeness, and secondly it cannot be assumed that all important aspects for the mobility transition are included or that mainly supportive contributions are made. This means that consultations should be supplemented by other forms of participation. Participation results should be supplemented and weighed up with other perspectives from different stakeholder spheres and cannot replace a bold political decision.

Presentation and publication

We are currently working on a compilation of these and other empirically based recommendations for the use of participation in the transport transition. This publication will be linked here once it has been finalised. The presentation can be downloaded here:

CIMT C-MUS 2024Herunterladen

Acceptance for transformation projects through public participation? A plea for more realism

In this article in the eNewsletter Netzwerk Bürgerbeteiligung, Tobias Escher, Katharina Holec and Laura Mark make the argument for a more realistic view of the role of citizen participation in the sustainability transformation. Based on four theses, they explain that conflict resolution – even though this is often associated with participation – does not do justice to the role of public consultations, but that consultations are nevertheless indispensable in the political shaping of transformation.

Summary

The article puts forward a total of four theses, each of which is supported by findings from the research of the CIMT project. These are as follows:

  • Thesis 1: Citizen participation can lead to mutual understanding, but generally not to a consensus on fundamental conflicts of interest.
  • Thesis 2: Citizen participation provides an insight into existing interests and concerns, but not a representative impression of public opinion
  • Thesis 3: The results of participation do not guarantee support for sustainable transformation measures.
  • Thesis 4: Citizen participation is a support, but not a substitute for political decisions.

However, this does not imply that citizen participation can be dispensed with! Instead, good participation can provide support by giving information and thus, for example, overcome resistance that is primarily based on a lack of knowledge. It also uses local knowledge to recognise problems and develop new ideas where necessary. Finally, it provides a forum in which wishes and concerns can be expressed and arguments exchanged. This can lead to less protest. It can help to identify lines of conflict more clearly and to better understand the causes of conflicts. Citizen participation can thus contribute to dealing with the conflicts inherent in the transformation, but it will not usually resolve them. Last but not least, citizen participation remains a democratic imperative, as citizens should be able to shape far-reaching decisions.

Publication

Escher, Tobias; Holec, Katharina; Mark, Laura (2024): Akzeptanz für Transformationsprojekte durch Bürgerbeteiligung? Ein Plädoyer für mehr Realismus. Hg. v. Stiftung Mitarbeit. Bonn (eNewsletter Netzwerk Bürgerbeteiligung, 02/2024). Online verfügbar hier.

Results of our research in Hamburg-Ottensen (freiRaum Ottensen): Final presentation

In a joint meeting with representatives of the district office Altona in Hamburg on 7 December 2023, the research group presented the results of the data collection in connection with the freiRaum Ottensen project. FreiRaum Ottensen was one of the five projects in which surveys and interviews were conducted. The focus was on the public consultations in which the general public was able to participate. More information on the project freiRaum Ottensen and the participation formats carried out can be found here.

Selected results

  • The population in Ottensen largely perceives a need for improvement in transport and is relatively positive about the transport transition overall.
  • Around 50% of the population have heard about the participation process for freiRaum Ottensen, and around 16% have taken part. In comparison with other processes, these are relatively high figures, although the usual over-representation of people with high school diploma, men and older people can be seen despite a wide varieties of participation formats offered to different target groups.
  • The discussion during the different participation formats was perceived as constructive and respectful, although conflicts and gaps in the representation of all interests were acknowledged.
  • In this project, the policy process was comparatively open to citizens and participants were able to shape the content of the planning outcome.
  • For around a third of the population and half of the participants, the participation process had an influence on their satisfaction with the district authority. However, this influence was not always positive: for example, one in four participants was more satisfied with the district authority at the end, but just as many reported less satisfaction.
  • Two thirds of the population rated the adopted measures as positive.
  • (Statements on the population generally refer to the subgroup of people with a high school diploma – see detailed information on the representativeness of the surveys)

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The detailed presentation is available in German.

Pushback for the municipal mobility transition? Joint closing event of SÖF Junior Research Groups CIMT and MoveMe on 26th April 2024

The two junior research groups in Social-Ecological Research CIMT and MoveMe held a joint final event showcasing some results of their research into the transition to sustainable mobility. The event took place online on 26. April 2024. More information is available in German.

Effects of online citizen participation on legitimacy beliefs

In this article in the journal Policy & Internet, Tobias Escher and Bastian Rottinghaus explore the question of how participation in local consultation processes (on planning of cycling infrastructure) affects attitudes towards local politics. To this end, in 2018 they examined a total of three participation procedures in which the cities of Bonn, Cologne (district Ehrenfeld) and Moers consulted their citizens on local cycling infrastructure. In each case, for five weeks citizens were able to submit, comment on and evaluate proposals through an online platform. In total, more than 3,000 proposals were collected which were to be incorporated into the subsequent cycling planning (see further information on the Cycling Dialogues project).

Abstract

In order to generate legitimacy for policies and political institutions, governments regularly involve citizens in the decision-making process, increasingly so via the Internet. This research investigates if online participation does indeed impact positively on legitimacy beliefs of those citizens engaging with the process, and which particular aspects of the participation process, the individual participants and the local context contribute to these changes. Our surveys of participants in almost identical online consultations in three German municipalities show that the participation process and its expected results have a sizeable effect on satisfaction with local political authorities and local regime performance. While most participants report at least slightly more positive perceptions that are mainly output-oriented, for some engagement with the process leads not to more, but in fact to less legitimacy. We find this to be the case both for those participants who remain silent and for those who participate intensively. Our results also confirm the important role of existing individual resources and context-related attitudes such as trust in and satisfaction with local (not national) politics. Finally, our analysis shows that online participation is able to enable constructive discussion, deliver useful results and attract people who would not have participated offline to engage.

Key findings

  • The participation processes we studied and to which citizens were invited by their respective councils do indeed have an influence on the attitudes of those who participate in such consultations.
  • For many of the participants, the positive effect that was hoped for does indeed occur: they are more positive about the local institutions (mayor, administration) and local politics as a whole. The decisive factor for the assessment is whether one expects local politics to take the citizens’ proposals seriously and act upon them. In other words, the result of the process is more important for attitudes than the process itself.
  • It is noteworthy that this holds true also for those who have rather negative views of local politics to begin with. However, previous experience with local politics also plays a role: those who already have a higher level of satisfaction and trust in the municipality are becoming more positive by participation.
  • At the same time, participation can also lead to less satisfaction. We were able to show this, on the one hand, for those who were intensively involved in the participation process and made a lot of proposals. On average, this group was less satisfied in the end, probably because their expectations of the impact of their efforts were disappointed. Those who did not actively participate but only visited the online procedure without making suggestions themselves were also more dissatisfied. These people were apparently mainly concerned about the fact that the process took place exclusively online.
  • Overall, however, our results show that such online participation processes not only enable constructive participation, but that they also reach additional groups: Almost half of the respondents would not have participated if the process had only been conducted with on-site formats requiring physical presence.

Publication

Escher, Tobias; Rottinghaus, Bastian (2023): Effects of online citizen participation on legitimacy beliefs in local government. Evidence from a comparative study of online participation platforms in three German municipalities. In: Policy & Internet, Artikel poi3.371. DOI: 10.1002/poi3.371.

The Structure and Antecedents of Citizens’ Perceptions of Local Democracy: Findings from a Survey in Different German Cities in 2021

Abstract

Legitimacy is the voluntary recognition of political authority, which plays an important role in the stability and governance of political systems. At the system level, it is strongly conditioned by individual legitimacy attitudes at the micro level. The goal of our presentation is to illustrate and understand

  • How different objects of political support are constructed and interrelated (trust, satisfaction, and legitimacy beliefs)?
  • How strongly local and national political attitudes toward objects influence each other?
  • What individual factors ultimately influence local and national legitimacy beliefs?

To measure these relationships, we used survey data collected in the project to first operationalize the constructs of satisfaction with authority, trust in institutions, and legitimacy attitudes at the local and national levels. Methodologically, we use a confirmatory factor analysis and OLS regression.

Key Findings

  • Higher satisfaction with local than with national authorities, and greater trust in local than in national institutions, while mean differences in legitimacy attitudes vary
  • Strong correlations between the concepts of trust and satisfaction and legitimacy beliefs
  • Strong correlations between local and national levels for trust, satisfaction, and legitimacy beliefs
  • Hardly any systematic influences by individual factors on legitimacy beliefs when controlling for satisfaction and trust as influences on legitimacy

Inclusive Democracy, Sustainable Democracy?

PhD Thesis by Katharina Holec

In my PhD thesis at the University of Düsseldorf I look at the effects of decriptive and substantive representation in consultative citizen participation on legitimacy beliefs of individuals.

Summary

Legitimacy – as a sum of individual beliefs about the appropriateness and acceptability of a political community, its regime and authorities – is the key element in stabilizing nowadays democratic systems. But, dissatisfaction with the performance of political systems is increasing and understandings of democracy can be divergent. Especially when political involvement is reduced to the possibility of choosing representatives legitimacy beliefs remain hard to rebuilt and understandings of democracy remain hard to align between different citizens. To solve this “legitimacy problem” plenty democratic theorists and researchers suggest more possibilities for political participation in the democratic process. Consultation is one mean often used by local municipalities to increase satisfaction and understanding of political processes. But consultative participation often promises too much. Like all political participation consultation is biased. Social inequality in society influences who participates. And who participates will ultimately influence a processes outcome. . The risk of losing marginalized voices in the process is high.

I want to enable a detailed understanding of the advantages of including these voices for local democratic legitimacy beliefs. Therefore, I follow Pitkin’s (1972) ideas on descriptive and substantive representation applying them to a consultative participation process. I ask

(a) Does descriptive representation in the input of a consultative participation process increase substantive representation in the throughput and outcome of a political process?

(b) How important are descriptive and substantive representation for increasing legitimacy beliefs after the political process?

I focus specifically on three levels of the policy making process (1) the input level, where I consider descriptive representation to be relevant, (2) the throughput level, where I consider substantive representation as ‘speaking for’ relevant and (3) the outcome level, where I consider substantive representation as ‘acting for’ by local municipalities relevant. While I consider (1) and (2) to be relevant criteria for increasing legitimacy beliefs by improving the political process, I consider (3) to be relevant for increasing legitimacy beliefs by improving real life living conditions.